Business Standards

All financial services companies have to operate within the Financial Conduct Authority's stated ‘Principles for businesses’ and under SEBON. They are:

Nabil Invest also has its own set of business principles which reflect and reinforce our culture and reflect the importance of treating customers fairly. In summary, they act as a framework for how we run our business. They are:

Integrity A firm must conduct its business with integrity
Skill, care and diligence A firm must conduct its business with due skill, care and diligence.
Management and control A firm must take reasonable care to organize and control its affairs responsibly and effectively, with adequate risk management systems.
Financial prudence A firm must maintain adequate financial resources
Market conduct A firm must observe proper standards of market conduct
Customers' interests A firm must pay due regard to the interests of its customers and treat them fairly
Communications with clients A firm must pay due regard to the information needs of its clients, and communicate information to them in a way which is clear, fair and not misleading in any manner.
Conflicts of interest A firm must manage conflicts of interest fairly, both between itself and its clients and between two or more clients
Customers: relationships of trust Reasonable care and diligence should be used to analyze suitability of every transaction to individual clients portfolio.
Relations with regulators A firm must deal with its regulators in an open and cooperative way, and must disclose to the appropriate regulator the required information but also take reasonable care to ensure client confidentiality.